How 3Lines is helping
mid to large scale firms.
Compliance teams in mid to large scale financial advisory firms face challenges with the complex and evolving regulatory landscape. Keeping up with constant updates, and implementing them accurately, is difficult, exacerbated by inefficient manual processes and limited resources, increasing risks of fines and reputational damage.
No credit card required to get started | Unlimited time on Free plan
Firm-wide access.
Purposefully designed for firm-wide use, in managing a licensee's ongoing s912A General Obligations. We believe that promoting firm-wide participation in managing compliance sets the tone from the top down.
Flexible & Scalable
With highly customisable modules, firm's can tailor the platform to fit its unique compliance framework requirements. We're about efficiency, scalability and being fit for purpose.
Ready from day-one.
Our 'out-of-the-box' solution is designed to be your central command for AFSL compliance, offering built-in guidance and intuitive functionality, reducing reliance on specialised, costly resources.
Powerful features to streamline AFSL compliance.
Our platform transforms complex regulatory requirements into manageable workflows. Each feature reduces administrative burden while strengthening your compliance posture, giving you more time to focus on growing your business and serving clients with confidence.
Compliance Registers
Centralise regulatory data and compliance activity in one secure location. Automate reporting, set tailored alerts, and generate detailed reports for regulators and stakeholders - in minutes.
Monitoring and Supervision
Our adviser oversight modules include all of the tools required to effectively monitor and supervise your representatives - from onboarding and adviser profiles to attestations, client file reviews, and remediation activities.
Licensee Oversight
Gain complete visibility into your regulatory obligations by facilitating compliance meetings, automating compliance calendar entries and task management, and reviewing and maintaining version control for licensee policies.
Regulatory Updates
Stay ahead of AFSL requirements with real-time regulatory alerts. Our compliance experts translate complex changes into clear, actionable steps—and our workflows update in real time to keep you aligned.
Why 3Lines is the preferred solution for mid to large scale firms?
Our platform transforms complex regulatory requirements into manageable workflows. Each feature reduces administrative burden while strengthening your compliance posture, giving you more time to focus on growing your business and serving clients with confidence.
No credit card required to get started | Unlimited time on Free plan
Compliance Calendar
Firm-wide access.
Purposefully designed for firm-wide use, in managing a licensee's ongoing s912A General Obligations. We believe that promoting firm-wide participation in managing compliance sets the tone from the top down.
Compliance Calendar
Compliance Calendar
Compliance Calendar
Firm-wide access.
Purposefully designed for firm-wide use, in managing a licensee's ongoing s912A General Obligations. We believe that promoting firm-wide participation in managing compliance sets the tone from the top down.
Compliance Calendar
Compliance Calendar
Compliance Calendar
Firm-wide access.
Purposefully designed for firm-wide use, in managing a licensee's ongoing s912A General Obligations. We believe that promoting firm-wide participation in managing compliance sets the tone from the top down.
Compliance Calendar
Compliance Calendar
Compliance Calendar
Firm-wide access.
Purposefully designed for firm-wide use, in managing a licensee's ongoing s912A General Obligations. We believe that promoting firm-wide participation in managing compliance sets the tone from the top down.
Compliance Calendar
Compliance Calendar
Compliance Calendar
Firm-wide access.
Purposefully designed for firm-wide use, in managing a licensee's ongoing s912A General Obligations. We believe that promoting firm-wide participation in managing compliance sets the tone from the top down.
Compliance Calendar
Compliance Calendar
Compliance Calendar
Firm-wide access.
Purposefully designed for firm-wide use, in managing a licensee's ongoing s912A General Obligations. We believe that promoting firm-wide participation in managing compliance sets the tone from the top down.
Compliance Calendar
Compliance Calendar
Here's how mid to large AFS Licensees are using
3Lines to simplify AFS compliance.
As a licensee, staying on top of industry and regulatory requirements can be a challenge. 3Lines has been a revolutionary platform for us - it makes the "challenging", "easy", allowing us to deliver great support to our Corporate Authorised Representatives as a licensee.
Symmetry Group
A thoroughly professional and highly capable provider of compliance solutions. 3Lines sets itself apart by its passion for simplifying compliance and providing an understanding and tailored approach to its clients. It’s a game changer.
CY Financial Advice
3Lines has allowed us to significantly increase the number of internal audits we can complete with their easy to use platform. The ongoing support we receive has been second to none.