Have you met Regi?
Your AI-powered compliance companion, developed by 3Lines to give every AFSL easy access to the tools and guidance needed to stay on top of their obligations.
Powered by a selection of ASIC publications, Regi draws on regulatory guides and info sheets to deliver smart, reliable support - right when you need it.
The hidden weight of
managing compliance.
AFS Licensees are constantly pulled in different directions - endeavouring to scale, build client trust, and keep up with ever-evolving regulations, all while navigating a complex web of compliance obligations. We have experienced these challenges firsthand, and we know the toll it can take on your time and resources.
01
Cumbersome Manual Processes
AFSL holders struggle with manual compliance processes that are time-consuming, error-prone, and difficult to scale. These outdated methods create inefficiencies, increase the risk of non-compliance, and divert focus from core business goals.
02
Tools Not Fit For Purpose
The rigidity of general risk management systems results in an inability to adapt to regulatory change. These systems are often outdated, inflexible, and ill-suited to the complex needs of AFS licensees, creating inefficiencies and increasing risk.
03
Disjointed Compliance Tech Stacks
Disjointed compliance tech stacks lack a centralised source of truth. Relying on multiple disconnected tools leads to confusion, data discrepancies, and makes it increasingly difficult to maintain consistent, accurate compliance and reporting.
04
Restrictive Workflow Customisation
Tailoring compliance workflows to suit the unique needs of an AFSL and continuously changing regulations can be a significant challenge. The process is often time-consuming, resource-draining, and hard to adapt, creating inefficiencies and potential compliance risks.
Firm-wide access.
Purposefully designed for firm-wide use, in managing a licensee's ongoing s912A General Obligations. We believe that promoting firm-wide participation in managing compliance sets the tone from the top down.
Ready from day-one.
Our 'out-of-the-box' solution is designed to be your central command for compliance, offering built-in guidance and intuitive functionality, reducing reliance on specialised, costly resources.
Flexible & Scalable
With our highly customisable modules, firm's can tailor the platform to fit its unique compliance framework requirements. We're about efficiency, scalability and being fit for purpose. Looking to customise modules to suit your existing compliance framework? Not a problem - we'll get you up and running in weeks (if not days).
Designed to scale, effortlessly
3Lines is designed to scale effortlessly alongside self-licensed firms, ensuring that compliance management remains robust and adaptable, even during times of growth. Our platform’s scalability, combined with expert support, guarantees seamless operation and continuous alignment with the evolving needs of AFSLs.
Powerful features to streamline compliance.
Our platform transforms complex regulatory requirements into manageable workflows. Each feature reduces administrative burden while strengthening your compliance posture, giving you more time to focus on growing your business and serving clients with confidence.
01
Customisable Workflows
Built specifically for AFSL compliance, 3Lines' configurable modules are designed to adapt to your regulatory needs and monitoring framework.
02
One Agile Source of Truth
Centralising compliance management, streamlining workflows, and adapting to change empowering AFSLs with clarity, efficiency, and control.
03
Purpose-Built Solutions
Addressing industry-specific needs, 3Lines is streamlining compliance and providing a structured solution that goes beyond generic ERM systems.
04
Rapid Implementations
Ready to use out of the box, with AFSL-specific modules pre-configured for swift onboarding. This means you can be fully operational within minutes.
05
Real Time Updates
3Lines is updated in real-time, by industry experts, to reflect regulatory change. Requiring no custom coding or external consultants.
50%
Average reduction in outsourced compliance consulting resources.
45%
Average reduction in time spent finalising Adviser Reviews.
70%
Reduction in time spend on ASIC IDR reporting activities.
3x
Increase in remediation action items finalised by advisers.
Working with 3Lines has been an absolute pleasure and nothing we have asked for has been a problem. One of the best vendors we have ever worked with.
Centric Wealth
As a licensee, staying on top of industry and regulatory requirements can be a challenge. 3Lines has been a revolutionary platform for us - it makes the "challenging", "easy", allowing us to deliver great support to our Corporate Authorised Representatives as a licensee.
Symmetry Group
A thoroughly professional and highly capable provider of compliance solutions. 3Lines sets itself apart by its passion for simplifying compliance and providing an understanding and tailored approach to its clients. It’s a game changer.
CY Financial Advice
3Lines has allowed us to significantly increase the number of internal audits we can complete with their easy to use platform. The ongoing support we receive has been second to none.
Findex Group
We have been able to work with 3Lines to build in additional functionality and flexibility with the offer it has been and continues to be an excellent partnership for our business.
Godfrey Pembroke
We’re excited to partner with 3Lines to enhance our compliance processes. This collaboration supports our goal of making compliance more efficient and adaptive. Looking forward to the journey ahead!
InterPrac Financial Planning
Trusted by teams who want to cut through complexity
Your questions, answered.
Everything you need to know, all in one place.
Frequently asked questions
Discover how we're
helping our clients.
By identifying the common challenges faced across regulated firms, we’ve built a tool that’s both robust and adaptable - designed to support strategic decision-making while tackling the complex compliance needs shared by advice and service providers throughout the industry.
Boutique AFS Licensees
Boutique AFSLs often struggle with the heavy burden of regulatory compliance, which can be time-consuming and complex. Keeping up with evolving regulations, maintaining accurate documentation, and ensuring that all representatives adhere to legal standards can overwhelm small teams with limited resources.
Mid to Large Scale Firms
Compliance teams in mid to large scale financial advisory firms face challenges with the complex and evolving regulatory landscape. Keeping up with constant updates, and implementing them accurately, is difficult, exacerbated by inefficient manual processes and limited resources, increasing risks of fines and reputational damage.
Compliance Consultants
With constant changes in legislation and guidelines, staying updated is essential but time-consuming for Compliance Consultants - we know because we've been there! Balancing compliance with needs of building a successful business, managing client expectations, and ensuring thorough record keeping, all add to the pressure.
Dealer to Dealers
With constant changes in legislation and guidelines, staying updated is essential but time-consuming for Dealer to Dealers and their members. Balancing compliance with the practical needs of building a successful business, managing client expectations, and ensuring thorough record keeping, all add to the pressure.
