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What makes 3Lines the preferred
AFSL compliance solution?
Our platform transforms complex regulatory requirements into manageable workflows. Each feature reduces administrative burden while strengthening your compliance posture, giving you more time to focus on growing your business and serving clients with confidence.
Powerful features to streamline compliance.
Our platform transforms complex regulatory requirements into manageable workflows. Each feature reduces administrative burden while strengthening your compliance posture, giving you more time to focus on growing your business and serving clients with confidence.
Compliance Registers
Centralise regulatory data and compliance activity in one secure location. Automate reporting, set tailored alerts, and generate detailed reports for regulators and stakeholders - in minutes.
Monitoring and Supervision
Our adviser oversight modules include all of the tools required to effectively monitor and supervise your representatives - from onboarding and adviser profiles to attestations, client file reviews, and remediation activities.
Licensee Oversight
Gain complete visibility into your regulatory obligations by facilitating compliance meetings, automating compliance calendar entries and task management, and reviewing and maintaining version control for licensee policies.
Regulatory Updates
Stay ahead of AFSL requirements with real-time regulatory alerts. Our compliance experts translate complex changes into clear, actionable steps—and our workflows update in real time to keep you aligned.
Provide your team with a library of
hub training resources and educational materials.
Our knowledge base enables self-paced learning while giving administrators visibility into completion and competency levels.
Powerful features to streamline compliance.
Our platform transforms complex regulatory requirements into manageable workflows. Each feature reduces administrative burden while strengthening your compliance posture, giving you more time to focus on growing your business and serving clients with confidence.
Compliance Registers
Centralise regulatory data and compliance activity in one secure location. Automate reporting, set tailored alerts, and generate detailed reports for regulators and stakeholders - in minutes.
Monitoring and Supervision
Our adviser oversight modules include all of the tools required to effectively monitor and supervise your representatives - from onboarding and adviser profiles to attestations, client file reviews, and remediation activities.
Licensee Oversight
Gain complete visibility into your regulatory obligations by facilitating compliance meetings, automating compliance calendar entries and task management, and reviewing and maintaining version control for licensee policies.
Regulatory Updates
Stay ahead of AFSL requirements with real-time regulatory alerts. Our compliance experts translate complex changes into clear, actionable steps—and our workflows update in real time to keep you aligned.
Performance that adapts
to your unique needs.
From self-licensed practitioners through to Enterprise firms, our plans flex with your requirements.
TEAM SIZE
1-4
1-20
Unlimited
REGISTERS
Complaints (IDR) Register
COI Register
Incident and Breach Register
Outsourced Service Provider Register
Risk Register
s708 Register
Training Register
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
MODULES
Internal Broadcasting
Policy Hosting
Regulatory Updates
Task Management
Regi AI Chatbot - General Compliance Queries
Adviser Onboarding
Adviser Profiles
Adviser Review Tools
Pre-vetting Tools
Attestations
Compliance Calendar
Compliance Committee Meetings
Investment Committee Meetings
Professional Year Facilitation
Reporting Tools
Customised Modules
Customised Registers
Customised Workflows
Priority Support
Yes
Yes
Yes
Yes
3x Queries p/Day
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Yes
Yes
Yes
Yes
Unlimited
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
X
X
X
X
Yes
Yes
Yes
Yes
Unlimited
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes